Internal Audit - Quality Assurance and Improvement Program, Vice President, New York

The Goldman Sachs Group
$115000-$250000
United States, New York, New York
200 West Street (Show on map)
Nov 19, 2024
In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions. Our group has unique insight on the financial industry and its products and operations. We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes. The QAIP Group is appropriately positioned to effectively and independently execute its mission by: Supporting the delivery of high-quality, consistent, and risk-focused assurance work through the execution of quality assurance (QA) reviews Improving processes to optimize the efficiency and effectiveness with which assurance work is executed, by undertaking quality assurance reviews, providing training to address QA feedback, and providing input for changes to audit methodology and policy Influencing change for methodology-related initiatives through QA results and related on-going feedback Responsibilities include: Execute quality assurance reviews of completed audit projects to assess adherence with audit methodology, regulatory expectations, and professional standards, and effectively communicate results to stakeholders Proactively monitor for changes to industry and regulatory requirements, guidance, and pronouncements Perform targeted thematic reviews of the department's activities Collaborate with the practices and learning and development teams to identify and contribute to the development of continuous improvement opportunities, including the enhancement of methodology and development of guidance or training for specific topics Identify/develop/deliver specific training based on results of quality assurance reviews and observations Respond to ad hoc queries regarding audit methodology raised by auditors Participate in selected departmental initiatives Preferred Experience, Skills, and Qualifications: 8+ years of experience in a public accounting or internal audit role within the financial services industry Experience in auditing business controls or auditing technology controls or experience in a professional practice role, with exposure to regulated financial services environment Strong understanding of risks and controls Strong verbal and written communication skills, and solid analytical skills Ability to manage multiple tasks and work well under pressure Strong interpersonal and communication skills Highly motivated, self-starter 4-year degree in a finance, accounting, or quantitative discipline CPA, CISA, CIA or similar professional certification is strongly preferred ABOUT GOLDMAN SACHS At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world. We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at GS.com/careers. We're committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process. Learn more: https://www.goldmansachs.com/careers/footer/disability-statement.html The Goldman Sachs Group, Inc., 2023. All rights reserved. Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity Salary Range The expected base salary for this New York, New York, United States-based position is $115000-$250000. In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end. Benefits Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience. A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here.